Written by: Eliana Cotton and Peter Dzuba Esq.  Part II of a two‑part series examining the real‑world mechanics of Rule 144, including legend removal, legal opinions, and compliance pitfalls that shareholders and companies must manage during secondary transactions.  I. The SEC’s Anti-Evasion Warning: “Plans or Schemes”  In the SEC’s “Preliminary Note” to Rule 144, we find the following caveat: “The Rule 144...Read More